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Exhib it 13-3 Sample Response to Audit Letter (Sept 2011)

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Exhib it 13-3 Sample Response to Audit Letter (Sept 2011)

SAMPLE RESPONSE TO AUDIT LETTER. Dear Ms. State Director: In response to the Audit Report by John Sean and Associates of the City’s Disaster Recovery CDBG Program:

http://www.doa.louisiana.gov/cdbg/dr/manual/version3-1/Exhibit_13-3_Sample_Response_to_Audit_Letter_Ver3.1.docx

Date added: June 19, 2012 - Views: 119

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SAMPLE - Montana

Publication is required to be done 30 days after you receive the audit report. Enclosed is a sample letter to the newspaper regarding the audit publication statement, ... If you have any questions on the entity response requirements, please contact our office at 841-2907.

http://doa.mt.gov/content/lgsb/Forms/AuditReviewProgram/5_AuditReportPublishingResponseInformation/specialpurposegovernment%20_memosample_200612.doc

Date added: February 13, 2012 - Views: 107

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Management Response to Audit Findings - Home - Stamford Board ...

Management Response to Audit Findings. FY 2004 Audit (6/30/04 ... The City will prepare a letter to each pension board recommending that they adopt selected portions of the City’s accounting policies that relate to administrative costs and other expenditures and policies for issuing checks and ...

http://www.boardofreps.org/reports/cityfinrpts/audit_city_resp_06-2004.doc

Date added: October 11, 2011 - Views: 74

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Letter of Finding Template - Federal Transit Administration

Thank you for your response to the Federal Transit Administration's (FTA) letter and preliminary report of findings of the Equal Employment Opportunity Program (EEO) compliance review conducted at the Metropolitan Transit System (MTS) in February 2008.

http://www.fta.dot.gov/documents/SanDiegoMTSTransmittalletter.fnl.doc

Date added: September 13, 2011 - Views: 51

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Discussions to Expect From the Independent Auditors

As such, the sample letter may be subject to audit committee review or discussion, if an audit committee exists. ... Your Response to This Request for Proposal . In responding to this request, we request the following information: 1.

http://www.aicpa.org/InterestAreas/BusinessIndustryAndGovernment/Resources/NotForProfitResourceCenter/DownloadableDocuments/16-SampleRequest.dot

Date added: January 29, 2012 - Views: 142

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SAMPLE AUDIT REQUEST FOR PROPOSAL - Home | Agency of Commerce ...

Sample Audit Request for Proposal 5 Pages <DATE> <AUDITOR NAME> <AUDITOR ADDRESS> RE: Request for Proposals, Audit Services. Dear Auditor, The <TOWN/CITY/VILLAGE> was awarded a Vermont Community Development Program (VCDP) grant on <DATE> in the amount of <$ AMOUNT>.

http://accd.vermont.gov/sites/accd/files/Documents/strongcommunities/cd/vcdp/grants_management/word/AUDITRFP.doc

Date added: May 2, 2013 - Views: 78

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SAMPLE - Montana

Publication is required to be done 30 days after you receive the audit report. Enclosed is a sample letter to the newspaper, ... If you have any questions on the entity response requirements, please contact our office at 841-2907. Enclosures: ...

http://doa.mt.gov/content/lgsb/Forms/AuditReviewProgram/5_AuditReportPublishingResponseInformation/citiestowns_memosample_200612.doc

Date added: December 12, 2011 - Views: 32

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Discussions to Expect From the Independent Auditors

As such, the sample letter may be subject to audit committee review or discussion, if an audit committee exists. [Organization Letterhead] ... Include a copy of your firm’s most recent peer review report, the related letter of comments, and the firm’s response to the letter of comments.

http://www.azcpa.com/pdf/SampleRFP_for_CPA_Services.doc

Date added: September 29, 2011 - Views: 287

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AUDIT ENGAGEMENT LETTER - usaid - U.S. Agency for ...

RESPONSE: This letter correctly sets forth the understanding of (Auditee’s Name) ... Date_____ _____ Title: AUDIT ENGAGEMENT LETTER Author: Legislative Auditor Last modified by: Massis, Nadeem (WBGAZA/FMO) Created Date: 10/20/2011 12:41:00 PM Company: LLA Other titles: AUDIT ...

http://www.usaid.gov/sites/default/files/documents/1883/Sample%20Engagement%20Letter.doc

Date added: January 12, 2014 - Views: 10

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AUDIT ENGAGEMENT LETTER - Legislative Auditor

We will ask you to respond to any matters included in the management letter and include your response as a part of the issued ... We will trace a random sample of 25 teachers to the individual’s personnel file and determine if the ... AUDIT ENGAGEMENT LETTER Author: Legislative ...

http://www.lla.state.la.us/userfiles/file/auditeng(1).doc

Date added: September 29, 2011 - Views: 320

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Discussions to Expect From the Independent Auditors

Evaluating the Auditor’s Engagement Letter: Questions to Consider. PURPOSE OF THIS TOOL: The audit committee should have the responsibility to recommend to the board of directors the hiring and firing of the external auditors.

http://www.aicpa.org/InterestAreas/BusinessIndustryAndGovernment/Resources/NotForProfitResourceCenter/DownloadableDocuments/17-EvalAuditorsEngagementLetter.dot

Date added: October 2, 2011 - Views: 49

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EXAMPLE REPORT AND LETTER FORMATS - NIGC Home Page

Subdivide the findings/exception portion of the letter by audit (i.e., gaming machines, keno, credit, ... indicate the sample size examined (i.e., number of days reviewed, ... EXAMPLE REPORT AND LETTER FORMATS Last modified by: msharris Created Date: 5/9/2006 7:18:00 PM

http://www.nigc.gov/Portals/0/NIGC%20Uploads/MICS/exauprptnltrfmt.doc

Date added: September 29, 2011 - Views: 712

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MODEL RFP RESPONSE LETTER - Canadian Bar Association

Model RFP Response Letter [Firm letterhead] [Date] [Potential client address] Re: Request for Proposals for Legal Services [describe nature of the mandate] Dear [Contact of potential client]: We are responding to your request for proposals for legal services.

http://www.cba.org/CBA/groups/doc/Model_RFP_Response_Letter.doc

Date added: October 11, 2011 - Views: 366

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MODEL DISENGAGEMENT LETTER - CPA Protector Plan

This letter confirms that effective [Date], [Accounting Firm] resigns from all engagements with or for [Client]. Due to this termination of professional services, certain aspects of some matters [Accounting Firm] was working on were not completed.

http://www.cpaprotectorplan.com/docs/DisengagementLetter.doc

Date added: November 30, 2011 - Views: 75

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Internal Audit Notice Template - Sample and Template

The Internal Audit Team is planning its audit for [Audit Process, ... You are then expected to provide a response to the draft report within two weeks. ... Internal Audit Notice Template Sample Description:

http://sampleandtemplate.com/_files/cover-letter/auditor/sample-internal-audit-template-letter.doc

Date added: March 23, 2014 - Views: 22

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Sample Request for Proposal - Institute Of Internal Auditors

This letter is a Request for a Proposal (RFP) for an External Quality Assessment ... The response to this RFP should identify the membership and credentials of the review team, ... Sample Request for Proposal Author: Mary Radley Last modified by: dsciarra

https://na.theiia.org/services/quality/Public_Documents/Sample%20Request%20for%20Proposal.doc

Date added: May 2, 2013 - Views: 34

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SAMPLE RFP COVER LETTER - New York City

SAMPLE RFP COVER LETTER Author: DIM3000 Last modified by: robert kennedy Created Date: 3/1/2010 2:37:00 PM Company: The New York City Department of Small Business Ser Other titles:

http://www.nyc.gov/html/sbs/downloads/word/Sample_RFP_Cover_Ltr_2011.doc

Date added: January 27, 2012 - Views: 1459

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4370 - U.S. Department of Housing and Urban Development

audit is to have the auditor render an independent. ... Engagement The engagement letter is, in effect, the contract between. Letter the auditor and the project. It describes: o the scope ... response which would require a negative finding.

http://www.hud.gov/offices/adm/hudclips/handbooks/hsgh/4370.4/43704c7HSGH.doc

Date added: March 29, 2012 - Views: 36

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REQUEST FOR FINANCIAL STATEMENT AUDIT - Council of the ...

The Contractor shall be required to conduct a full scope financial audit of DOX’s consolidated “Annual Financial ... the Public Company Accounting Oversight Board and the firm’s response. C. Detailed Audit Planning ... Representation Letter to DOX Draft Audit ...

http://www.ignet.gov/pande/faec/fsarfp.doc

Date added: October 31, 2011 - Views: 356

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CRAFTING A RESPONSE TO A MEDICAL CHART AUDIT

CRAFTING A RESPONSE TO A MEDICAL CHART AUDIT. OK, you’ve received their demands and “charges” by certified mail. The list of “offenses” is long and they found things to complain about on every chart they audited.

http://podiatrysurvivalpages.homestead.com/files/CRAFTING_A_RESPONSE_TO_A_MEDICAL_CHART_AUDIT.doc

Date added: October 22, 2011 - Views: 80

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Sample Report with Significant Deficiency - Pages - Home

Sample Illustration of SAS No. 115 Reports ... The City of Dogwood’s written response to the significant deficiencies indentified in our audit was not subjected to the auditing procedures ... This letter may be used to communicate that only significant deficiencies and no ...

https://www.nctreasurer.com/slg/SAS%20No%20115%20Resources/ReportwSD.doc

Date added: December 7, 2013 - Views: 4

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Example of a Comfort letter - ICCI

This DRAFT is furnished solely for the purpose of indicating the form of letter that we would expect to be able to furnish the named underwriters in response to their ... The purpose (and therefore the scope) of our audit for the year ended December 31, 20XX-1 was to enable us to express ...

http://www.icci.be/nl/publicaties/Downloads/Documents/Auditor-and-Prospectus/Example%20of%20a%20Comfort%20letter.doc

Date added: October 10, 2011 - Views: 37

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PRIVACY FORMS AND LETTERS - Massachusetts

Audit Trail Response Letter. HIPAA-L-10 Right to Request Confidential Communications 14 Confidential Communications Request Form. HIPAA-F-12 Confidential Communications/Restriction Response Letter

http://www.mass.gov/eohhs/docs/dmh/hipaa/handbook/xappe-indexofprivacyformsletters.doc

Date added: April 17, 2013 - Views: 17

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March 18, 2009 - ProJustice MN

SAMPLE AUDIT RESPONSE LETTER FOR FAMILY STATUS AUDIT. March 18, 2009. IRS (Send to address in audit letter. or to fax number in letter) Certified Mail

http://www.projusticemn.org/library/attachment.195671

Date added: August 2, 2013 - Views: 4

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SAMPLE COMPILATION ENGAGEMENT LETTER - Legislative Auditor

We will then submit another engagement letter for your approval that complies with ... RESPONSE: This letter correctly sets forth the understanding ... Date_____ Title: SAMPLE COMPILATION ENGAGEMENT LETTER Author: Legislative Auditor Last modified by: Legislative Auditor Created ...

http://www.lla.state.la.us/userfiles/file/sampcompengagree(1).doc

Date added: September 25, 2011 - Views: 146

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Sample Request for Proposal - Pages - Home

SAMPLE REQUEST FOR PROPOSAL Appendix A. ... copies of each audit report, management letter, ... fill in date at 2:00 p.m. Envelopes containing proposals should be clearly identified on the front with the words “RESPONSE TO RFP FOR AUDIT SERVICES”.

http://www.nctreasurer.com/slg/Audit%20Forms%20and%20Resources/RFP_2013.doc

Date added: May 9, 2013 - Views: 75

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March 12, 2009

Principal Investigator Audit Response Letter. May 12, 2010. Heather N. Wilson, BS. Clinical Trials Auditor. Office of Human Research Protection. Re:Audit of “Occurrence of stenosis of the cervical canal in craniodiaphyseal dysplasia”

http://www.gru.edu/research/irboffice/audit_compl/sample__response_to_irb.doc

Date added: March 2, 2014 - Views: 4

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AP-3: Audit Program for Accounts Receivable

A deadline date can also enhance the response time. See the sample accounts ... Confirmation of a loan to an owner/manager can also be obtained in the management representation letter if ... If fraud risk factors or other conditions are identified that require an additional audit response, ...

http://www.oglethorpe.edu/faculty/~c_benton/auditing/audit%20program/Accounts%20Receivable%20Program.doc

Date added: September 13, 2011 - Views: 259

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Sample Internal Audit Engagement Letter - Ontario

The Internal Audit Team is planning its audit for [Audit Process, ... You are then expected to provide a response to the draft report within two weeks. ... Sample Internal Audit Engagement Letter Author: Gurewan Last modified by: Gurewan Created Date:

http://faab.edu.gov.on.ca/IA/Sample%20Internal%20Audit%20Engagement%20Letter.doc_Final.doc

Date added: February 2, 2012 - Views: 674

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Sample Solicitors Rep letter

Sample Letter of Enquiry to Legal Counsel ... (CAA) details below with those of the Audit Office, if the Solicitor’s response is to be forwarded to the Audit Office rather than the CAA. [Name and Address of Contract Audit Agent] Yours faithfully [Signature of client]

http://www.audit.nsw.gov.au/ArticleDocuments/194/Letter%20of%20Enquiry%20to%20Legal%20Counsel%20CAA%20current%20version%202.16.DOC.aspx

Date added: August 29, 2014 - Views: 1

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MANAGEMENT LETTER - U.S. Agency for International Development

Management letter for the year ended 31 December 2010. We have recently completed our audit of XYZ which we conducted in accordance with International Standards on Auditing ... Management response As with all XYZ accounts, ...

http://www.usaid.gov/sites/default/files/documents/1883/Sample%20Management%20Letter.doc

Date added: January 20, 2014 - Views: 6

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Clinical Trials Audit Manual - Dana-Farber/Harvard Cancer Center

Clinical Trials. Audit Manual. ... PI’s response and Audit Committee’s determinations will be reported to the CLC for review. ... unacceptable audit rating letter is sent with final audit report requesting a response to the major violations within 5 working days.

http://www.dfhcc.harvard.edu/fileadmin/DFHCC_Admin/Clinical_Trials/QACT/Policies_and_Procedures/Audit_Manual_July_2009.doc

Date added: October 20, 2011 - Views: 89

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Due Diligence Sample Letter - WV Treasury

You may develop your own Due Diligence letter, or use the sample Due Diligence letter on the next page as a template. ... Scan or file a hard copy of the mailed letters to provide the best evidence of performing due diligence in case of an audit. Scan or file the response from the appropriate owner.

http://www.wvtreasury.com/dept/UP/Documents/Due_Diligence_Sample_Letter.doc

Date added: July 11, 2012 - Views: 14

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SAMPLE LETTER OF INVITATION FOR POTENTIAL COMMITTEE MEMBERS

SAMPLE LETTER OF INVITATION FOR POTENTIAL COMMITTEE MEMBERS (Send on School Letterhead) Date. Name. Address. City/State/Zip. Dear __(individual’s name)_____: ____(school name)____ is committed to excellence in its work-based learning program.

http://www.nysweca.org/marketing/advisory/Sample%20Letter%20of%20Invitation%20For%20Potential%20Committee%20Members.doc

Date added: September 12, 2011 - Views: 612

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REQUEST FOR PROPOSAL - Society of Risk Management Consultants ...

1.5 Response to RFP (SAMPLE) The Consultant's response to the RFP shall include: A brief history and description of the firm, ... Audit of Property and Liability Risk Management and . Insurance Program. Scope of Work and Objectives.

http://www.srmcsociety.org/content/library/resources/SRMC_Sample_RFP_2011.doc

Date added: October 8, 2011 - Views: 251

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Audit Followup Process for the External Audits in the OESE ...

Title: Audit Followup Process for the External Audits in the OESE (MS Word) Author: sean.dawson Last modified by: shelia.hamblin Created Date: 8/30/2004 10:26:00 AM

http://www2.ed.gov/about/offices/list/oig/auditreports/a19e0004.doc

Date added: October 21, 2011 - Views: 30

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Contractor ADI Testing Matrix - PPG Industries

3B - CONTRACTOR AUDIT RESPONSESAMPLE LETTER. 4 - CONTRACTOR COMPLIANCE LOG. I. Coverage. This policy covers any contractors and contracted personnel working in a PPG facility. ... Sample Letter to be provided to PPG at the time of Contract Execution.

http://www.ppg.com/corporate/purch/safety/Documents/ADI%20Contractor%20Policy%20110804_.doc

Date added: May 10, 2012 - Views: 20

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SAMPLE COMPLIANCE REPORT - GNYADA

Sample Compliance Report. ... [Insert here a summary of each incident of identity theft reported on the log and for each incident describe the response taken by management of the Dealership.] 3. Regulatory Guidance. Prior to preparing this Report, ...

http://www.gnyada.com/files/pages/dealers/L50_Sample_Compliance_Report.doc

Date added: October 7, 2011 - Views: 436

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www.club4ca.com

Tax Audit Engagement Letter. It is a formal letter from the audit company in response to the need of a company looking for tax audits. Write impressive professional tax audit engagement letter on behalf of your company to show your interest in the association.

http://www.club4ca.com/formats/wp-content/uploads/2014/07/Tax-Audit-Engagement-Letter.docx

Date added: August 25, 2014 - Views: 1

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sampleandtemplate.com

SAMPLE AUDIT ASSOCIATE COVER LETTER. Kurt Mansfield 104 Titan Street Patchton, TX 77333 (555) 555-9939 [email protected] ... Dear Mr. Clark: I am writing in response to your recent advertisement on wholelottajobs.com for an Audit Associate.

http://sampleandtemplate.com/_files/cover-letter/auditor/sample-audit-associate-cover-letter-2.doc

Date added: August 29, 2014 - Views: 1

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Chapter (300)-80

(300)-80 Audit Techniques. 80.1 Overview. There are many audit techniques that may be used during the planning and fieldwork execution processes.

http://www.treasury.gov/tigta/foia/efoia-imds/chapter300-audit/300-80/chapter300-80.doc

Date added: October 15, 2011 - Views: 38

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AP-2: Audit Program for Cash - Oglethorpe University

Audit Program for Cash. ... ¯¯ Compensating balance requirements or restrictions on withdrawals of funds (see sample letter at CL-30). ... If fraud risk factors or other conditions are identified that require an additional audit response, ...

http://www.oglethorpe.edu/faculty/%7Ec_benton/auditing/audit%20program/cash%20program.doc

Date added: October 8, 2011 - Views: 347

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Sample Letter 1 - TN

Sample Letter 1 Author: ag05p17 Last modified by: Finance & Administration Created Date: 6/16/2005 7:06:00 PM Company: STATE OF TENNESSEE Other titles:

http://www.tn.gov/finance/act/documents/Emp_Notif_Garnish_061505.doc

Date added: November 22, 2011 - Views: 114

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Request for Proposal - Virginia

Audit of the Agency’s pension ... Firm shall provide approximately 15 bound copies of the audited financial statements and 30 copies of the management letter. Also, one unbound copy of the audit. ... Offerors who submit a proposal in response to this RFP may be required to give an oral ...

http://www.vda.virginia.gov/pdfdocs/AuditRFPSample.doc

Date added: November 1, 2013 - Views: 20

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Billing and Collections Audit

Send auditee a pre-audit letter, ... Daily receipts/collections report (sample 5 days). Select 2 patient payments each day, for a total of 10 payments. ... Clearly set the deadline for management’s response. Validate the accuracy of the report.

http://auditknowledge.com/operational/FIN%20-%20Billing,%20Collections%20Audit.doc

Date added: June 1, 2012 - Views: 9

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Required Communications

We have issued a separate communication regarding the planned scope and timing of our audit and have discussed with you our identification of and planned audit response to significant risks of material misstatement.

http://aieuweb.mcgladrey.com:8090/accessn1/AUDIT/mcapclarity12.nsf/8625615c004ee30f85255d7c00545af7/1802b22daa622ece86257acc0075528e/$FILE/MCAP%200260%2012.docx

Date added: October 5, 2013 - Views: 2

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www.ecfa.org

Audit Committee Charter – for Nonprofits. ... Review the management letter and review management’s response to the management letter. ... Audit Committee Charter – Sample . Page 4 of 4. Provided by: Evangelical Council for Financial Accountability.

http://www.ecfa.org/Documents/Sample-AuditCommitteeCharter.doc

Date added: September 13, 2011 - Views: 42

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SOP #: I-A-1 - University of Pittsburgh

SAMPLE Audit Transmittal Letter SAMPLE. To: Principal Investigator From: (ECO Lead Auditor) Education and Compliance Coordinator. Date: (Letter ... Please send one copy of your audit response to each of the following: IRB, Committee F, ...

http://www.rcco.pitt.edu/educ/SOPS/SOP_I-A-13_InvSiteAudit2006.doc

Date added: February 6, 2012 - Views: 24

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Sample Request for Proposals - Auditor General Office

The audit firm must also provide the electronic copies of the audit reports, management letter, ... D. Negotiate modifications to the audit firm’s proposal ... in italics should be substituted or included, as appropriate, when the school district is contracting for a single audit. 3/13. SAMPLE ...

http://www.azauditor.gov/ASD/PDF/School_Districts/Manuals/2013_Instructions_Notice_RFP.doc

Date added: May 2, 2013 - Views: 38

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Sample Solicitors Rep letter

Sample Letter of Enquiry to Legal Counsel Prepare letters of enquiry on your agency’s letterhead for all legal counsel with whom management has consulted on material legal matters, including the in house legal counsel.

http://www.audit.nsw.gov.au/ArticleDocuments/195/Letter%20of%20Enquiry%20to%20Legal%20Counsel%20current%20version%202%2016.doc.aspx

Date added: August 29, 2014 - Views: 1